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Printable Version
FY2007 National Science Foundation Appropriations (3-28-07)
Untitled Document
The National Science
Foundation (NSF) is an independent federal agency created by
Congress in 1950 "to promote the progress of science; to advance
the national health, prosperity, and welfare; to secure the national
defense
" NSF serves as the funding source for about 20
percent of all federally supported basic research conducted by Americas
colleges and universities. Key programs of interest to the Earth
sciences include NSF's Geosciences
Directorate within the Research and Related Activities and Math
and Science Partnerships program within the Education and Human
Resources.
NSF fulfills its mission chiefly by issuing limited-term
grants -- currently about 10,000 new awards per year, with an average
duration of three years -- to fund specific research proposals that
have been judged the most promising by a rigorous and objective
merit-review system. Most of these awards go to individuals or small
groups of investigators. Others provide funding for research centers,
instruments and facilities that allow scientists, engineers and
students to work at the frontiers of knowledge. NSF's goal is to
support the people, ideas and tools that together make discovery
possible.
Equipment that is needed by scientists and engineers
but is often too expensive for any individual or group to afford
is also funded by NSF. Examples of such major research equipment
include EarthScope, giant
optical and radio telescopes, Antarctic research sites, high-end
computer facilities and ultra-high-speed connections, ships for
ocean research, sensitive detectors of very subtle physical phenomena,
and gravitational wave observatories.
Another essential element in NSF's mission is support
for science and engineering education, from pre-school through graduate
school and beyond. The educational programs supported by the Education
and Human Resources division is integrated with basic research to
help ensure that there will always be plenty of skilled people available
to work in new and emerging scientific, engineering and technological
fields, and plenty of capable teachers to educate the next generation.
For analysis of hearings held by Congress on NSF appropriations,
click here.
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FY07 NSF Appropriations
Process
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Account
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FY06 Enacted
($million)
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National Science Foundation (total)
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5,581.2
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6,020.2
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6,020.2
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5,991.7
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5,915.6
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Research & Related Activities
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4,331.5
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4,665.95
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4,665.95
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4,646,2
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*4,764.7
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-- Geosciences Directorate
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702.83
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744.85
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not specified
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not specified
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not specified
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--- Incorporated Research Institutions for
Seismology
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12
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12.9
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not specified
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not specified
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not specified
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--- EarthScope operations
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6.72
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11.16
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not specified
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not specified
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not specified
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-- Office of Polar Programs
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389.34
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438.1
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485
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not specified
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485
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Major Research Equipment & Facilities
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190.88
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240.45
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237.25
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237.25
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190.9
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-- EarthScope
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46.4
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27.4
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27.4
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not specified
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27.4
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| --Alaska Region Research Vessel (ARRV) |
--
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56
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56
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56
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56
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| --Ocean Observatories Initiative
(OOI) |
--
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13.5
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13.5
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13.5
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13.5
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-- Integrated Ocean Drilling Program (IODP)
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29
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25.8
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25.8
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not specified
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25.8
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Education & Human Resources
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769.7
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816.2
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832.4
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835.75
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*698
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-- Math and Science Partnerships
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63.2
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46
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46
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not specified
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46
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* Includes a $98.7 million transfer of Experimental Program to Stimulate
Competitive Research (EPSCoR) from Education and Human Resources to
Research and Related Activities
Arden Bement, the director of the National Science Foundation (NSF)
presented an upbeat summary of the fiscal year 2007 (FY 2007) budget.
His presentation contained various shades of green backgrounds which
he indicated emphasized growth at NSF. NSF's budget will indeed grow
by almost 8% as part of President Bush's "America's
Competitiveness Initiative" that was announced in the State
of the Union address. The initiative follows many of the recommendations
of the National
Academies report, "Rising Above the Gathering Storm,"
and is also consistent with legislation introduced in Congress in
December 2005 and January 2006. Bement concluded by noting that NSF
is among the top three federal agencies in grant management and that
at NSF "we know what to do with increased funding". Below
are the basic numbers for how NSF investments in future innovations
will be spent in the coming year if the President's budget is supported
in Congress.
The President's
FY 2007 budget request for the National Science Foundation (NSF)
provides a positive boost of 7.9% over FY 2006 levels for a total
of $6.02 billion. Research and Related Activities would receive a
7.7% increase to $4.666 billion, Education and Human Resources would
receive a 2.5% increase to $816 million and the Major Research Equipment
and Facilities Construction would rise by 26% to $240 million. Among
the major National Science and Technology Council crosscuts, the Climate
Change Science Program would rise by 4.3% to $205 million. Other crosscuts
that would receive increases include the National Nanotechnology Initiative,
the Networking and Information Technology and the Homeland Security.
The Geoscience Directorate would grow by 6% over FY 2006 levels to
$744.85 million. Atmospheric Sciences would increase by 5% to $227
million, Earth Sciences by 8.7% to $152.3 million, Ocean Sciences
by 6.5% to $307 million and the Innovative and Collaborative Education
and Research (ICER) would grow by 0.3% to $58.6 million. The major
facilities investments related to the geosciences include the completion
and initial operations of the High-Performance Instrumental Platform
for Environmental Research (HIAPER), $27.4 million to complete construction
of EarthScope, $42.88 million to complete construction of the Scientific
Ocean Drilling Vessel, $13.5 million to begin construction of the
Ocean Observatories Initiative (OOI) and $56 million to begin construction
of the Alaska Region Research Vessel (ARRV).
The Office of Polar Programs would increase by $49 million from $389
million in FY 2006 to $438 million in FY 2007. The office is requesting
$57 million to maintain 2 of the 3 icebreakers that were transferred
from the Coast Guard to NSF for maintenance and operation in FY 2006.
NSF's budget statement indicates the icebreakers need significant
maintenance and repair and they are awaiting a National Academies
study of the condition of the icebreakers before making any final
decisions about their long-term use. The office will also fund about
$8 million in research grants and $8 million in logistical support
for the International Polar Year.
NSF also provided projections of the number of people involved in
Geoscience Directorate activities and the success rates of funding.
People including senior researchers, other professionals, post-doctorates,
graduate students and undergraduate students involved in activities
in FY 2005 is estimated to be 10,446, for FY 2006 about 10,450 and
in FY 2007 about 11,100. The statistics on competitive awards estimate
that there were 1,321 awards in FY 2005 with an acceptance rate of
28%, for FY 2006 about 1300 with a rate of 27% and in FY 2007 a projected
number of 1350 with a rate of 28%. The number of research grants is
projected to grow from 1002 in FY 2005 to 1050 in FY 2007 with the
annualized average award rising from $147,857 in FY 2005 to $149,000
in FY 2007.
During the questions and answers period, Arden Bement was asked about
how much of NSF research will focus on energy issues. He replied that
there were activities in several directorates that were focusing on
hydrogen fuel technology and advanced chemical processes for renewable
energy resources. Bement responded to a query about the impact on
grants of the additional funding by estimating that there would be
about 500 additional grants and 50 to 100 additional graduate fellowships
affecting about 6,000 people. Responding to questions related to education
programs, he offered support for undergraduate programs and indicated
that the Math and Science Partnership program will see a 27% cut because
there will be no new starts in FY 2007. A final question about the
Antarctica icebreakers closed the discussion with Bement indicating
that the icebreakers have not been refurbished and NSF will have to
rely on the Coast Guard and others for logistical support at the south
pole.
Full NSF budget details can be found online.
AGI Government Affairs summaries of the congressional and presidential
innovation initiatives, as well as summaries of the recent innovation
reports, are available at: http://www.agiweb.org/gap/legis109/innovation.html
On June 29, 2006, the House approved the Science, State, Justice,
Commerce, and Related Agencies Appropriations Act, 2007 (H.R.
5672), which provides appropriations for the National Science
Foundation (NSF). The House generally followed the President's budget
request and NSF would receive a 7.9% increase compared to last year's
total budget. The House did deviate from the request on some activities,
most notably the House would provide $16 million more than the request
for science education. More details about how funds would be distributed
among various programs and justifications for these distributions
are given below and available in the House Report (109-520)
on the bill.
Research and Related Activities
The House would provide $4,665.95 million for Research and Related
Activities, the same as the President's request. The House expressed
their support for basic research and the President's initiative in
the report, stating: "The Committee strongly supports the increased
funding for basic scientific research proposed in the President's
American Competitiveness Initiative for fiscal year 2007. The increase
provided for fiscal year 2007 is intended as the first year of a ten-year
doubling of the Federal investment in innovation-enabling research
supporting high-leverage fields of physical science and engineering."
The House also provided additional guidance about how NSF should
deal with their responsibilities for icebreaking services in the Polar
programs. NSF was given responsibility for the operation and maintenance
of icebreaking services in fiscal year 2006 and the report language
offered the following instructions for meeting their responsibilities
in FY 2007:
"The recommendation includes language providing up to $485,000,000
for Polar research and operations support, as requested. The recommendation
continues the appropriation of funding to NSF for the procurement
of polar icebreaking services related to NSF's mission. The Committee
expects the NSF to continue to reimburse the Coast Guard for icebreaking
services related to NSF's mission in fiscal year 2007. The appropriation
of this funding to NSF does not transfer to NSF the responsibility
for maintenance and long-term modernization costs of the Coast Guard
icebreaking fleet, as such action would irresponsibly jeopardize the
nation's primary source of funding for critical basic scientific research.
While using Coast Guard capabilities may be necessary to meet fiscal
year 2007 requirements, the Committee expects NSF to continue efforts
in pursuit of alternative, more economical, icebreaking solutions
for 2007 and beyond. The Committee directs NSF to pursue the most
cost-effective means of obtaining icebreaking services in the Antarctic
for the 2006-2007 season, including, but not limited to, reimbursing
the Coast Guard on a mutually agreed upon basis for the operations
and maintenance of the U.S. polar icebreaking fleet. The Committee
also strongly encourages NSF to continue to study and develop alternative
and innovative means of meeting the logistics requirements of maintaining
permanent research stations in Antarctica."
Major Research Equipment and Facilities Construction
The House would provide the following distribution of $237.5 million
for major equipment and facilities: "The Committee recommendation
includes requested funding for five continuing projects, as follows:
$47,890,000 for Atacama Large Millimeter Array (ALMA); $27,400,000
for EarthScope; $28,650,000 for the IceCube Neutrino Observatory;
$42,880,000 for the Scientific Ocean Drilling Vessel; and $9,130,000
for South Pole Station Modernization. In addition, the recommendation
includes initial funding for three new project starts, as follows:
$56,000,000 for the Alaska Region Research Vessel; $13,500,000 for
the Ocean Observatories Initiative; and $11,800,000 for the National
Ecological Observatory Network. The recommendation does not include
$3,000,000 requested to reimburse the Judgment Fund of the U.S. Treasury."
Education and Human Resources
The House recommended $832 million for Education and Human Resources,
about $16 million more than the President's request and $63 million
more than the FY 2006 enacted level. The additional $16 million would
be derived from reductions in Major Research Equipment and Facilities
Construction (-$3 million for the Judgement Fund described above)
and in the Salaries and Expenses (-$13 million). The funds for education
would be distributed among the following programs as described in
the House report:
"The recommendation includes $21,000,000 for the Robert Noyce
Scholarship Program, an increase of $11,000,000 above the request.
The Noyce Program provides scholarships to math and science majors
in return for a commitment to teaching. Improving undergraduate education
is a key to increasing the American technological workforce, improving
overall science literacy, and strengthening K-12 math and science
education. The recommendation also includes an increase of $5,000,000
above the request for the Experimental Program to Stimulate Competitive
Research (EPSCoR), for a total program level of $105,000,000.
The Committee recommendation also includes: $25,000,000 for Integrative
Graduate Education and Research Traineeships; $46,000,000 for Math
and Science Partnerships; $46,500,000 for Advanced Technology Education;
$26,500,000 for STEM Talent Expansion Program; $107,000,000 for Discovery
Research K-12; $30,000,000 for Historically Black Colleges and Universities
Undergraduate Program; and $40,000,000 for Louis Stokes Alliances
for Minority Participation."
Full text of the appropriations bill (H.R. 5672) and the committee
report (House Report. 109-520) can be found at http://thomas.loc.gov.
The House Science, State, Justice and Commerce Subcommittee of the
House Appropriations Committee
is chaired by Representative Wolf
(R-VA). Other members include Reps. Taylor
(R-NC), Kirk (R-IL), Weldon
(R-FL), Goode (R-VA),
LaHood (R-IL), Culberson
(R-TX), Alexander (R-LA),
Mollohan (D-WV), Serrano
(D-NY), Cramer (D-AL),
Kennedy (D-RI) and Fattah
(D-PA).
The Senate did not complete action on the Science, State,
Justice, Commerce, and Related Agencies Appropriations Act, 2007 before
the 109th Congress adjourned on December 15, 2006. Instead Congress
passed four continuing resolutions to keep the agencies affected by
this bill running on either fiscal year 2006 or the House-approved
funding levels, whichever was the lower amount of the two. See the
continuing resolution action below for more details on how the fiscal
year 2007 budget was eventually finished by the 110th Congress.
The Senate Appropriations Committee did complete its
work and placed its appropriations report (Rpt. 109-280) on the Senate
legislative calendar on July 13, 2006. Based on this report, NSF would
receive almost $6 billion.

The Commerce, Justice, and Science Subcommittee of the Senate Appropriations
Committee is chaired by Senator Bond
(R-MO). Other members include Senators Burns
(R-MT), Shelby (R-AL),
Craig (R-ID), Domenici
(R-NM), DeWine (R-OH),
Hutchison (R-TX), Mikulski
(D-MD), Leahy (D-VT), Harkin
(D-IA), Byrd (D-WV), Johnson
(D-SD) and Reid (D-NV).
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Continuing
Resolution Action
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The 110th Congress Finishes the Fiscal Year 2007 Budget
The Senate passed a year-long continuing resolution for the 9 unfinished
appropriations bills for fiscal year 2007 (H.J. Res. 20) on February
14, 2007 without any significant changes to the House version of this
continuing resolution (see below). The President signed the bill into
law (Public Law 110-5) on February 15, 2007. All federal agencies,
except the Department of Defense and the Department of Homeland Security,
will have their budgets defined by this continuing resolution through
September 30, 2007. Departments with potential unstipulated funds
have 30 days to inform Congress how they will distribute these funds.
House Passes Fourth Continuing Resolution with Some Increases for
Science and Education
Even though the President released his fiscal year 2008 budget request
on February 5th, Congress still has to finish work on the budget for
fiscal year 2007. The nascent 110th Congress decided in January to
consider passing another continuing resolution for the full year rather
than try to pass 9 separate appropriation bills leftover from the
109th Congress.
On January 30th, the House passed a new continuing resolution (H.J.
Res. 20) that would fund most of the government at the lowest of two
possible levels either the fiscal year 2006 or the House-approved
levels. The resolution worked out jointly by House Appropriations
Chairman David Obey (D-WI) and Senate Appropriations Chairman, Robert
Byrd (D-WV) added some adjustments that would increase funding for
some research and education. The resolution explicitly eliminates
earmarks and hopes to put a moratorium on earmarking until a reformed
process is put in place.
The adjustments would include a proposed 6 percent increase compared
to fiscal year 2006 funding for the National Science Foundation, so
the agency would receive an increase of $335 million for a total budget
of $5,916.2 million and $4,665.95 million would be allocated for Research
and Related Activities, a 7.7 percent increase for that account. The
Office of Science in the Department of Energy would receive a 5.6
percent increase compared to fiscal year 2006 funding for a total
budget of $3,796.4 million. The Office would see a $200 million increase
plus $130 million of previously earmarked funds that can be re-allocated
for other purposes. Also within the Department of Energy, the Energy
Efficiency and Renewable Energy Resources program would receive $1.5
billion, an increase of $300 million to accelerate research and development
activities for renewable energy and energy efficiency programs.
No adjustments for the National Aeronautics and Space Administration
(NASA) or the National Oceanic and Atmospheric Administration (NOAA)
were included in the joint resolution, so NOAA and NASA would have
flat budgets. However, some funds for research and development would
be available because earmarks would be eliminated. In addition, the
resolution specifies funding levels for NASA's science mission as
follows: Science, Aeronautics and Exploration would receive $10 billion,
of which $5.2 billion would be for science, $890 million would be
for aeronautics research and $3.4 billion would be for exploration
systems.
The U. S. Geological Survey would receive $977.6 million, which includes
a restoration of the President's requested cut to the Mineral Resources
Program (about a $22 million increase) and a small increase over the
fiscal year 2006 budget. The Smithsonian Institution would receive
$533 million, a decrease compared to a budget of $618 million for
fiscal year 2006. Congress did specify, however, that the Smithsonian
would not be required to fund a specific grant for the Council of
American Overseas Research Centers or the reopening of the Patent
Office Building. This may free up some funds for research, infrastructure
and fixed costs.
The resolution also would include increases for Pell Grants for undergraduate
education, the Clean Water State Revolving Fund for water and wastewater
infrastructure projects in every state, for parks and other lands
to cover budget shortfalls and for the Forest Service/Wildland fire
management account to meet shortfalls caused by the intense 2006 wildfire
season.
The legislation now must be considered by the Senate and then if
necessary voted on again by both chambers. If the legislation passes,
it would then need to be signed by the President. The current continuing
resolution expires on February 15th, so Congress does not have much
time left. If Congress is unable to pass this legislation or some
amended resolution, the government will shut down the day after Valentine's
Day.
More information about the federal research and development budget
for fiscal year 2007 is available at the American
Association for the Advancement of Science.
New 110th Congress Considers Fiscal Year 2007 Budget
The 110th Congress, which started their first session on January
4, 2007, has indicated that they plan to extend the continuing resolution
(CR) passed by the 109th Congress for the full year, rather than trying
to work out a new budget for the 9 unfinished bills. This means that
the National Science Foundation (NSF), the Department of Energy's
Office of Science and the National Institute of Standards and Technology
have started FY 2007 without the potential budget increases proposed
by the President and the previous Congress. The 109th Congress had
supported the President's American Competitiveness Initiative by increasing
funding for the Department of Energy's Office of Science by 15 percent,
the National Science Foundation by almost 8 percent and the National
Institute of Standards and Technology laboratories by 21 percent in
appropriations work.
These proposed increases will be lost if the CR is extended for a
full year. The 110th Congress has indicated that it might consider
"limited adjustments" to some appropriations when they bring
forward a new CR that will be extended until September 30, 2007. Adjustments
might include bringing all programs to at least their FY 2006 funding
levels to avoid some of the steep cuts proposed by the House or Senate
or providing specific funding increases for some specific programs.
If the CR is extended for a full year without any adjustments, here
is how federal agencies that support Earth science research and development
would be affected. The National Science Foundation would see a reduction
in funding of about $439 million and this reduction would translate
into a loss of about 800 new research grants for FY 2007. The National
Oceanic and Atmospheric Administration (NOAA) would be funded at the
House-proposed level of $3.4 billion, which is $288 million below
the President's request, almost $1 billion below the Senate-proposed
level and more than $500 million below the FY 2006 budget. Such a
significant reduction for NOAA would impede progress for core programs,
such as the National Weather Service functions and stifle the development
of new programs, such as the National Water Quality Monitoring Network,
a national Integrated Ocean Observing System (IOOS) and the implementation
of the recently updated Magnuson-Stevens Fishery Conservation and
Management Act. The National Aeronautics and Space Administration
(NASA), the United States Geological Survey (USGS) and the Environmental
Protection Agency (EPA) would receive almost the same funding as they
received in FY 2006 with no significant increases or decreases to
research and development funding.
The American Association for the Advancement of Science has a useful
summary of the affect of the CR on the FY 2007 budget for research
and development (R&D) that is available online.
The AAAS analysis concludes that the federal investment in basic and
applied research funding will decrease for the third straight year,
that the federal investment for development is increasing, and that
the increases for research and development will go primarily to the
Department of Defense. The Department of Defense research and development
budget for FY 2007 is a record-breaking $76.8 billion, thanks to a
4.8 percent increase (about $3.5 billion). The Department of Homeland
Security research and development funding will be slashed by 22 percent,
giving them a FY 2007 budget of about $1.0 billion.
Please see the American
Association for the Advancement of Science, R&D Budget and Policy
Program for more details on the federal budget for R&D.
Third Continuing Resolution: December 8, 2006 to February 15, 2007
The 109th Congress returned from the mid-term election recess and
was unable to complete any of the unfinished appropriation bills.
Only the appropriations for the Department of Defense and the Department
of Homeland Security were finished in September and only these large
departments started fiscal year 2007 on October 1, 2006 with new budgets.
Before turning out the lights, Congress did pass another continuing
resolution (H.J. Res. 102) through February 15, 2007. The continuing
resolution (CR) means that all of the other federal agencies will
be funded at the lowest funding level of three options, the fiscal
year 2006 budget, the House approved FY 2007 budget or the Senate
committee approved FY 2007 budget.
One quirk of the current CR is that congressionally-designated FY
2007 funding for specific projects (earmarks) are not specified, allowing
the funds designated for these earmarks to be used for other projects.
This gives federal agencies with earmarks some flexibility in transferring
funds to alleviate shortfalls in core programs.
H.J. Res. 102 is available from Thomas, thomas.loc.gov
Second Continuing Resolution: November 17, 2006 to December 8, 2006
The 109th Congress was unable to reach any agreements or compromises
on the 9 unfinished appropriations bills and passed a second continuing
resolution to keep the government funded at some level before adjourning
for the Thanksgiving holiday.
H.J. Res.100 is available from Thomas, thomas.loc.gov
First Continuing Resolution: October 1, 2006 to November 17, 2006
The 109th Congress adjourned on September 29th with lots of work
left to complete when they return after the mid-term elections for
at least one lame duck session from November 13-17. The biggest task
to complete is the fiscal year 2007 budget for much of the federal
government. Congress is likely to try to combine many separate bills
into one large appropriation bill called an omnibus and if this happens,
then policymakers are also likely to try to balance budget priorities
for such an omnibus by applying a small rescission (probably about
1%) across all programs. It is also possible that Congress will not
be able complete their budget work in November and may return for
an additional lame duck session in December.
Congress passed only two of 12 fiscal year 2007 appropriation bills
- one for the Department of Homeland Security (DHS) and one for the
Department of Defense. The DHS appropriations bill contains a continuing
resolution for the other appropriation bills that have not been completed.
The resolution extends to November 17 and maintains the funding of
all government agencies, except DHS and DOD, at the lower value of
three possible levels: the fiscal year 2006 budget, the House-approved
funding or the Senate committee approved funding. The House completed
work on all 11 of their appropriation bills, however, the 12 Senate
bills have not been considered by the full chamber and thus remain
with their respective committees.
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House
Committee on Transportation and Infrastructure
Subcommittee on Coast Guard and Maritime Transportation
Hearing on "Polar Icebreakers in a Changing World: An Assessment
of US Needs"
September 26, 2006
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Witnesses
Dr. Anita K. Jones, Professor, University of Virginia, Chair, Committee
on the Assessment of US Coast Guard Polar Icebreaker Roles and Future
Needs, The National Academies
Rear Admiral Joseph Nimmich, Assistant Commandant for Policy &
Planning, U.S. Coast Guard
Dr. Arden L. Bement, Jr., Director, National Science Foundation (NSF)
Mr. Mead Treadwell, Chairman, US Arctic Research Commission
As a result of changing needs for polar icebreaking capabilities,
the Subcommittee on Coast Guard and Maritime Transportation met on
September 26, 2006 to assess the National Academies report on the
Coast Guard's polar icebreakers and US needs for these ships. Congress
required the study to be undertaken in the Department of Homeland
Securities Appropriations Act of 2005 (Public Law 108-334) in support
of US polar operations.
Chairman Frank A. LoBiondo (R-NJ) noted that Coast Guard's involvement
in the polar regions dated back to 1885 to the Bear, the first "multi-mission"
polar icebreaking ship, designed for rescue, law enforcement, communications,
and research. LoBiondo expressed grave concern that two of the three
polar icebreakers have reached the end of their 30-year service life
at a time when the polar regions are growing in importance and economic
activity.
Chairman of the full Committee Don Young (R-AK) articulated his support
for a program to refurbish and acquire new icebreakers. Young called
for icebreakers carrying American flags in order to assert US sovereignty
in the polar regions.
Dr. Anita K. Jones, professor at the University of Virginia and chair
of the polar icebreakers committee of the National Academies, testified
on the state of the "substantially diminished" US fleet
- the Healy, commissioned in 1999, and the Polar Star and Polar Sea,
commissioned in 1976 and 1978, respectively. These three ships are
the Coast Guard's only multi-mission ships. While the Healy is in
good condition, the Polar Star and Polar Sea are on their last legs.
"National interests in the polar regions require that the United
States immediately program, budget, design and construct two new polar
icebreakers," recommended Jones.
Jones explained that an American presence in Antarctica is ascertained
by year-round occupation of South Pole, McMurdo, and Palmer scientific
stations. These stations rely on supplies and fuel that polar icebreakers
deliver. Jones emphasized the importance of cutting edge research
in the Antarctic, including past discovery of the "ozone hole"
which resulted in global collaboration to end the use of chlorofluorocarbons.
She recommended that the United States maintain leadership in polar
research and noted that polar occupation provides important political
balance in which "scientific activity in the Antarctic is an
instrument of foreign policy," asserts Jones.
Admiral Joseph Nimmich of the Coast Guard testified on the crucial
role polar icebreakers play in traditional Coast Guard missions because
they are often the closest vessels around during a time of crisis
at these remote outposts. For example, the Polar Star rescued the
Green Waven cargo ship in 1998 and the Healy rescued Alaskan walrus
hunters in 2004.
Dr. Arden L. Bement, director of the National Science Foundation
(NSF), explained that although the Coast Guard serves as the polar
icebreaker's operating agency, NSF funds the vessels. The NSF finances
the Healy which operates 200 days a year at a high cost of $100,000
each day or $20 million each year. The NSF is also in the process
of building the Alaska Region Research Vessel (ARRV) which will be
designed to work in up to three feet of ice and assist the Healy in
its duties. The ARRV will allow NSF to meet its research requirements
in the Arctic with US-owned ships.
Due to the poor condition of the Polar Star and Polar Sea, Antarctic
NSF requirements necessitate the use of two privately-owned vessels,
the Laurence M. Gould (LMG) and the Nathaniel B. Palmer (NBP). The
LMG costs $7.5 million annually, operates 320 days each year and can
break one foot of ice, while the NBP costs $16.3 million annually,
operates 300 days and can break three feet of ice. In addition to
these privately owned ships, the NSF leases the Russian Krasin and
the Swedish Oden. In total, the NSF provided $55.74 million for polar
icebreaker operations in 2006.
Though costly, Bement echoed Jones' high estimation of polar research
and its dependence on ships with icebreaking capabilities. He encouraged
a joint study between NSF and the Coast Guard to examine possibilities
for operating the Healy in a more-cost effective manner. Bement affirmed
that in order to continue annual resupply of Antarctic stations, the
NSF continues to explore competitive options in order to "maximize
cost effectiveness and return on investment." These options include
commercial, government and international service providers.
The final witness to testify, Mr. Mead Treadwell, chairman of the
US Arctic Research Commission, outlined four reasons for the necessity
of a federal icebreaker fleet - scientific research, national presence
in polar waters, increasing commerce in the region, and claims to
US sovereignty in the Arctic. Treadwell argued, "A new fleet
of polar class icebreakers is required, and it must be a federal fleet
rather than one created entirely through private enterprise."
To view the written testimony submitted for this hearing, click here.
-RB
Sources: National Science Foundation website.
Please send any comments or requests for information to the AGI Government
Affairs Program at govt@agiweb.org.
Contributed by Linda Rowan, AGI Government Affairs Program, and Rachel
Bleshman, 2006 AGI/AAPG Fall Intern.
Last Update March 21, 2007
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